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Thomas Lowell

J.P. Morgan Securities LLC
44 Years of Experience
Palm Beach Gardens, FL
2 DisclosuresBroker
View SEC Summary
View SEC Summary

Thomas Lowell is a registered investment advisor at J.P. Morgan Securities LLC, based in Palm Beach Gardens, FL, with 44 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.

J.P. Morgan Securities LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
14260 advisors
Number of Clients
1,246,646 clients
Average Client Portfolio
$345K average
Assets Under Management
$429.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K0.60%
$250K+0.50%

Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3825 Pga Blvd, 8th and 9th Floor, Palm Beach Gardens, FL, 33410

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2008
Denied
Customer Dispute
April 2006
Withdrawn
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Thomas is the co-chair of an annual golf outing for Friends of Green Chimneys School, a school that uses animal therapy. He also works for JPMorgan Bank, offering bank products and services.

Employment History
Current Registrations
J.P. Morgan Securities LLC
August 2018 - Present · 8 yrs 2 mos
J.P. Morgan Securities LLC
August 2018 - Present · 8 yrs 2 mos
J.P. Morgan Securities LLCBroker
August 2018 - Present · 8 yrs 2 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2010 - August 2018 · 8 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2010 - August 2018 · 8 yrs
UBS Financial Services INC.
November 2007 - August 2010 · 2 yrs 9 mos
UBS Financial Services INC.Broker
August 2004 - August 2010 · 6 yrs
Morgan Stanley Dw INC.Broker
March 1999 - August 2004 · 5 yrs 5 mos
Salomon Smith Barney INC.Broker
July 1993 - March 1999 · 5 yrs 8 mos
Lehman Brothers INC.Broker
March 1992 - July 1993 · 1 yr 4 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
May 1989 - March 1992 · 2 yrs 10 mos
Drexel Burnham Lambert IncorporatedBroker
February 1984 - May 1989 · 5 yrs 3 mos
Riviere Securities CorporationBroker
November 1983 - February 1984 · 3 mos
Anchor National Financial Services, INC.Broker
March 1983 - October 1983 · 7 mos
Derand Investment Corporation of AmericaBroker
March 1982 - February 1983 · 11 mos
State Registrations33 states
AZCACOCTDCDEFLGAIAIDILINMAMDMEMIMNNCNHNJNMNVNYOHORPARITNTXVAVTWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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