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Charles Guercio
43 Years of Experience
Baton Rouge, LA
1 DisclosureBroker
Charles Guercio is a registered investment advisor at Raymond James & Associates, INC., based in Baton Rouge, LA, with 43 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
445 North Blvd., #500, Suite 500, Baton Rouge, LA, 70802
Get directionsHistory
Regulatory History (1)
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Customer Dispute
September 2009Settled
Employment History
Current Registrations
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 3 mos
Raymond James & Associates, INC.Broker
February 2013 - Present · 13 yrs 3 mos
Previous Registrations
Morgan Keegan & Company, INC.
November 2004 - February 2013 · 8 yrs 3 mos
Morgan Keegan & Company, INC.Broker
March 1985 - February 2013 · 27 yrs 11 mos
Dean Witter Reynolds INC.Broker
March 1982 - February 1985 · 2 yrs 11 mos
State Registrations9 states
CAIALAMSOHSCTXVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.