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Jennifer Bernard

Raymond James & Associates, INC.
25 Years of Experience
Baton Rouge, LA
1 DisclosureBroker
View SEC Summary
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Jennifer Bernard is a registered investment advisor at Raymond James & Associates, INC., based in Baton Rouge, LA, with 25 years of industry experience. Jennifer is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 531,617 clients with $500B in assets under management.

Raymond James & Associates, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5819 advisors
Number of Clients
531,617 clients
Average Client Portfolio
$942K average
Assets Under Management
$501.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Fees are not to exceed an annual rate of 2.25% of the value of assets on which investment consulting services are provided. Specific fee schedules for wrap fee programs and managed accounts are detailed in the separate Wrap Fee Program Brochure.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

445 North Blvd., #500, Suite 500, Baton Rouge, LA, 70802

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2010
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Jennifer is an officer (Treasurer) of Phi Sigma Sigma, Inc., a non-profit organization, dedicating a few hours per week. She also owns Willow Lake East, LLC, a rental real estate business, spending minimal time on it.

Employment History
Current Registrations
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 8 mos
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 8 mos
Raymond James & Associates, INC.Broker
February 2013 - Present · 13 yrs 8 mos
Previous Registrations
Morgan Keegan & Company, INC.
July 2004 - February 2013 · 8 yrs 7 mos
Morgan Keegan & Company, INC.Broker
July 2004 - February 2013 · 8 yrs 7 mos
Union Planters Investment Advisors, INC.
November 2002 - January 2003 · 2 mos
Pfic Securities CorporationBroker
September 2002 - August 2004 · 1 yr 11 mos
Morgan Stanley
August 2001 - August 2002 · 1 yr
Morgan Stanley Dw INC.Broker
August 2001 - August 2002 · 1 yr
American Express Financial Advisors INC.Broker
June 2001 - August 2001 · 2 mos
Ids Life Insurance CompanyBroker
June 2001 - August 2001 · 2 mos
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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