Ralph Smith
Ralph Smith is a registered investment advisor at Nautical Star Financial Group LLC, based in Weatherford, TX, with 19 years of industry experience. Ralph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 75 clients with $57M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.90% |
| $500K - $20.0M | 1.50% |
| $20M+ | 1.50% |
Schedule reflects fees for Washington clients. Fees for other clients may not exceed 2.00% with a $5,000 minimum annual fee. Fees are negotiable.
Fee Estimator
Location
Weatherford, TX
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Ralph sells term and permanent life insurance policies to clients. This activity takes about 10-20% of his time.
Employment History
Current Registrations
Nautical Star Financial Group LLC
Previous Registrations
Smith Capital Management
Securities America Advisors, INC.
Investors Security Company, INC.
Qa3 Financial LLC
Spectrum Financial INC
Liberty Capital Management
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Bryan Smith, CFALPL Financial LLC
- Hayden Hill, CFPBentoak Capital
- Jacy Guynes, ChFCState Farm Investment Management CORP.
- Brandon Garrett, CFPBentoak Capital
- Donna Alberts, CFP, ChFCEdward Jones
- Joshua Brooks, CFPExponential Advisors LLC