Spectrum Financial offers investment management services through its SecurityMaxx℠ and AssetMaxx℠ programs. SecurityMaxx℠ involves buying and selling transactions between defensive and aggressive funds. AssetMaxx℠ builds portfolios using actively managed mutual funds. Spectrum Financial aims to achieve consistent returns exceeding a buy/hold strategy while preserving purchasing power. WealthMaxx℠ is currently inactive.
Assets Under Management$270M
Clients244
Advisors2
Avg. per Client$1.1M
Avg. per Advisor$130M
Fee Structure
Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.92% |
Quarterly fee of 0.48% annualized. Leveraged High Yield strategy is 2.52% annually. Fees may be reduced or waived in certain situations. A solicitor’s fee is paid to Representatives ranging from 0.25% to 0.50% of the total assets.
Fee Estimator
Your Portfolio Value
$500K
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Estimated Annual Fee
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