Cynthia Tam
Cynthia Tam is a CFP-designated registered investment advisor at Native Finance Investment Advisory, based in Vista, CA, with 23 years of industry experience. Cynthia operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients with $1M in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
Vista, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Cynthia is involved in tax preparation, insurance sales (life, health, property & casualty), and compensation research/financial policy development for tribal governments. Each of these activities takes about 10-20% of her time.
Employment History
Current Registrations
Native Finance Investment Advisory
Previous Registrations
Newport Coast Asset Management
Questar Asset Management, INC.
Investors Capital Advisory
Partnervest Advisory Services LLC
Sws Financial Services
A. G. Edwards & Sons, INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.