Paul Wendee is a CFP-designated registered investment advisor at Paul M. Wendee & Associates, based in Vista, CA, with 35 years of industry experience. Paul operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 2 clients with $2 in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Fee Estimator
Location
Vista, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Paul is an adjunct professor at two universities, spending about a quarter of his time on this. He also owns and manages several investment-related businesses, including Paul M. Wendee & Associates and Northwest Quadrant Alternative Investments, and is involved with other ventures such as Entoro Capital, LLC and Intrinsic Value Wealth Report Newsletter.
Employment History
Current Registrations
Paul M. Wendee & Associates
Previous Registrations
Entoro Securities, LLCBroker
Exemplar Capital, LLCBroker
Gt Securities, INC.Broker
Silber Bennett Financial, INC.
Silber Bennett Financial, INC.Broker
Courtlandt Securities CorporationBroker
Silber Bennett Financial, INC.Broker
Paul M. Wendee & Associates, LLC
Paul M. Wendee & Associates, LLC
Arque Capital, LTD.
Arque Capital, LTD.Broker
Evergreen Realty Securities, INC.
South Lake Avenue Securities CorporationBroker
Wheeler & Mote, LLC
Syndicated Capital, INC.Broker
Cnp Securities, INC.Broker
Brookstreet Capital Management
Brookstreet Securities CorporationBroker
Brookstreet Securities CorporationBroker
International Securities Group, INC.Broker
First Affiliated SecuritiesBroker
Edward D. Jones & CO., L.P.Broker
Aegon USA Securities INC.Broker
Harris Investors Direct, INC.Broker
Anchor National Financial Services, INC.Broker
First Affiliated Securities, INC.Broker
Bateman Eichler, Hill Richards, IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.