Jeffrey Brooks is a registered investment advisor at LPL Financial LLC, based in Marion, OH, with 36 years of industry experience. Jeffrey is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
1597 Marion-Mt. Gilead Rd, Marion, OH, 43302
Get directionsHistory
Regulatory History (1)
Customer Dispute
August 1989Other Business Activities
Jeffrey uses the DBA Marion Wealth Management Group, LTD. This activity is not investment-related.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Transamerica Capital, INC.Broker
Mfs Fund Distributors, INC.Broker
Endeavor GroupBroker
Planco Financial Services, INC.Broker
Edward D. Jones & CO., L.P.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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