Jeffrey Brooks is a registered investment advisor at LPL Financial LLC, based in Marion, OH, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1597 Marion-Mt. Gilead Rd, Marion, OH, 43302
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Regulatory History (1)
Customer Dispute
August 1989Other Business Activities
Jeffrey uses the DBA Marion Wealth Management Group, LTD. This activity is not investment-related.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Transamerica Capital, INC.Broker
Mfs Fund Distributors, INC.Broker
Endeavor GroupBroker
Planco Financial Services, INC.Broker
Edward D. Jones & CO., L.P.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.