KH
KH

Kim Hawkinson

44 Years of Experience
Chicago, IL
1 DisclosureBroker

Kim Hawkinson is a registered investment advisor at Morgan Stanley, based in Chicago, IL, with 44 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...

Location

233 South Wacker Drive, Suite 8600, Chicago, IL, 60606

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
August 2017
Other Business Activities

Kim serves as an executor for an estate in Chicago since 2021. This activity takes minimal time outside of business hours.

Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
September 2000 - June 2009 · 8 yrs 9 mos
Citigroup Global Markets INC.Broker
September 2000 - June 2009 · 8 yrs 9 mos
Invest Financial CorporationBroker
June 1986 - September 2000 · 14 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1984 - July 1986 · 2 yrs 4 mos
Morgan Stanley & CO., IncorporatedBroker
February 1982 - May 1984 · 2 yrs 3 mos
State Registrations32 states
ALAZCACOCTFLGAIAILINKSKYMAMDMIMNMOMTNCNJNMNVNYOHOKPASCSDTNTXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Kim Hawkinson - Financial Advisor | TrueAdvisor