Louis Knox
Louis Knox is a registered investment advisor at LPL Financial LLC, based in Darien, IL, with 43 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
8172 S Cass Ave, Darien, IL, 60561
Get directionsHistory
Regulatory History (1)
Criminal
April 1975Other Business ActivitiesSells Insurance
Louis has a DBA called Focus Retirement Plan Partners since 2010. He also sells non-variable insurance products, including life, health, disability, LTC, and fixed annuity products, dedicating about a quarter of his time to this activity. Finally, Louis has a DBA called Anam Cara Wealth Management for his LPL business, dedicating nearly full-time hours to it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Associated Securities CORP.
Associated Planners Investment Advisory INC
Associated Securities CORP.Broker
Signator Investors, INC.
Signator Investors, INC.Broker
Pruco Securities CorporationBroker
Washington Square Securities, INC.Broker
Green Hill Financial Service CorporationBroker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.