Ellis Nurogar Liddell

Ele Advisory Services, INC

35 Years of Experience

5 DisclosuresBrokerSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningFinancial Planning & CoachingHigh Net WorthBusiness Owners

Ele Advisory Services, INC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

14 advisors

Number of Clients

1,156 clients

Average Client Portfolio

$109K average

Assets Under Management

$125.5M

Fee Structure

Minimum Investment:None

Financial Planning:Investment management only

Location

18700 W. 10 Mile Road, Suite 100, Southfield, MI, 48075

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History

Regulatory History (5)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Employment Separation After Allegations

December 2010

Customer Dispute

July 2010

Settled

Customer Dispute

January 2009

Denied

Employment Separation After Allegations

September 1989

Employment Separation After Allegations

July 1989

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Ellis has numerous business ventures, including ELE Wealth Management (where he is an independent insurance agent), ELE Properties, ELE Speaks, ELE Mortgage Services, ELE Advisory Services, and several other LLCs and corporations related to coaching, real estate, and a charitable foundation. Ellis dedicates about a quarter of his time to insurance activities and nearly full-time to advisory services.

Employment History

Current Registrations

Ele Wealth Solutions, INC.Broker

May 2013 - Present · 12 yrs 9 mos

Ele Advisory Services, INC

April 2011 - Present · 14 yrs 10 mos

Previous Registrations

Geneos Wealth Management, INC.

January 2011 - June 2011 · 5 mos

Geneos Wealth Management, INC.Broker

December 2010 - June 2011 · 6 mos

Securities America, INC.Broker

December 2010 - December 2010 · 0 mos

Securities America Advisors, INC.

December 2010 - December 2010 · 0 mos

North Harbor Advisers

November 2010 - December 2010 · 1 mo

Securities America Advisors, INC.

March 2009 - November 2010 · 1 yr 8 mos

Securities America, INC.Broker

December 2008 - November 2010 · 1 yr 11 mos

J.W. Cole Financial, INC.Broker

September 2008 - December 2008 · 3 mos

Investors Capital Advisory

June 2005 - September 2008 · 3 yrs 3 mos

Eastern Point Advisors INC.

July 2003 - August 2005 · 2 yrs 1 mo

Investors Capital CORP.Broker

July 2003 - September 2008 · 5 yrs 2 mos

Wachovia Securities Financial Network, LLC

July 2003 - July 2003 · 0 mos

Wachovia Securities Financial Network, LLCBroker

January 2001 - July 2003 · 2 yrs 6 mos

Sunamerica Securities, INC.Broker

April 1999 - December 2000 · 1 yr 8 mos

Signator Investors, INC.Broker

September 1998 - April 1999 · 7 mos

Multi-Financial Securities CorporationBroker

May 1991 - December 1991 · 7 mos

Citizens and Southern Securities CorporationBroker

August 1989 - October 1989 · 2 mos

Barnett Brokerage Service, INC.Broker

October 1987 - August 1989 · 1 yr 10 mos

Bay City Securities, INC.Broker

July 1986 - January 1988 · 1 yr 6 mos

Jefferson-Pilot Investor Services, INC.Broker

November 1983 - July 1986 · 2 yrs 8 mos

The Equitable Life Assurance Society of the United StatesBroker

April 1982 - February 1984 · 1 yr 10 mos

Equico Securities, INC.Broker

April 1982 - February 1984 · 1 yr 10 mos

State Registrations26 states

ALAZCACOCTDCFLGAILLAMAMDMIMNMSNCNDNENJNYOKSCSDTXUTVA

AdvisorBrokerBoth

Exams

No exam information available for this advisor.