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Raleigh Kraft

LPL Financial LLC
44 Years of Experience
Front Royal, VA
5 DisclosuresBroker
View SEC Summary
View SEC Summary

Raleigh Kraft is a registered investment advisor at LPL Financial LLC, based in Front Royal, VA, with 44 years of industry experience. Raleigh is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

331 N Royal Av, Front Royal, VA, 22630

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
December 2019
Final
Regulatory
September 2019
Final
Regulatory
June 2018
Final
Employment Separation After Allegations
October 2016
Customer Dispute
June 2012
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Raleigh operates his LPL business through Kraft & Associates Wealth Management, dedicating about half his time to it. He also owns a farm and rental real estate, spending about 10-20% of his time on the farm and minimal time on the rental property.

Employment History
Current Registrations
LPL Financial LLC
May 2025 - Present · 1 yr 5 mos
LPL Financial LLCBroker
May 2025 - Present · 1 yr 5 mos
Previous Registrations
Grove Point Advisors, LLC
April 2021 - May 2025 · 4 yrs 1 mo
H. Beck, INC.
December 2016 - April 2021 · 4 yrs 4 mos
Grove Point Investments, LLCBroker
December 2016 - May 2025 · 8 yrs 5 mos
H. Beck, INC.
December 2016 - December 2016 · 0 mos
Wells Fargo Advisors Financial Network, LLC
April 2008 - November 2016 · 8 yrs 7 mos
Wells Fargo Advisors Financial Network, LLCBroker
April 2008 - November 2016 · 8 yrs 7 mos
Oppenheimer & CO. INC.
January 2006 - April 2008 · 2 yrs 3 mos
Oppenheimer Asset Management
April 2003 - December 2007 · 4 yrs 8 mos
Oppenheimer & CO. INC.Broker
January 2003 - April 2008 · 5 yrs 3 mos
Fahnestock Asset Management
January 2003 - April 2003 · 3 mos
Cibc World Markets CORP.
December 1998 - January 2003 · 4 yrs 1 mo
Cibc World Markets CORP.Broker
November 1998 - January 2003 · 4 yrs 2 mos
Dean Witter Reynolds INC.Broker
May 1994 - November 1998 · 4 yrs 6 mos
Prudential Securities IncorporatedBroker
July 1989 - May 1994 · 4 yrs 10 mos
Shearson Lehman Hutton INC.Broker
April 1988 - August 1989 · 1 yr 4 mos
E. F. Hutton & Company INCBroker
March 1985 - April 1988 · 3 yrs 1 mo
Legg Mason Wood Walker, IncorporatedBroker
July 1983 - February 1985 · 1 yr 7 mos
Johnston, Lemon & CO. IncorporatedBroker
April 1982 - July 1983 · 1 yr 3 mos
State Registrations48 states
AKALAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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