Roy Ruble is a registered investment advisor at LPL Financial LLC, based in Front Royal, VA, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Front Royal, VA
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Regulatory History (1)
Judgment / Lien
March 2017Other Business Activities
Roy provides tax return preparation and bookkeeping services to individuals and self-employed professionals since 2016. This takes about 10-20% of his time during securities trading.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Mutual Service Corporation
Integrated Wealth Management, LLC
Mutual Service Corporation
Mutual Service CorporationBroker
Fsc Securities CorporationBroker
Fsc Securities Corporation
American Security Investment Advisors, INC.
Oneamerica Securities, INC.Broker
American United Life Insurance CompanyBroker
The Lincoln National Life Insurance CompanyBroker
Lincoln Financial Advisors CorporationBroker
Guardian Investor Services CorporationBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.