Stephen Polizzi
Stephen Polizzi is a registered investment advisor at Hazard & Siegel Advisory Services LLC, based in Dewitt, NY, with 41 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Retirement Planning. Their firm serves 167 clients with $380M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
HSAS uses third-party money managers, who charge a fee that is fully disclosed. HSAS may share in this fee. HSAS may also share its advisory fee with a solicitor responsible for acquiring the client. HSAS does not directly state their investment management fees.
Location
5793 Widewaters Parkway, Dewitt, NY, 13214
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Stephen owns Stephen M. Polizzi Insurance Agency since 1995, where he sells life, disability, long-term care insurance, and annuities, dedicating a few hours per week. He also sells pre-owned vehicles part-time, dedicating significantly more time at 24 hours per week.
Employment History
Current Registrations
Hazard & Siegel Advisory Services LLC
Hazard & Siegel, INC.Broker
Hazard & Siegel, INC.
Previous Registrations
Blackridge Asset Management, LLC
Peak Brokerage Services, LLCBroker
Hazard & Siegel, INC.Broker
Lifemark Securities CORP.Broker
Wall Street Financial Group, INC.Broker
American General Securities IncorporatedBroker
Uslife Equity Sales CORP.Broker
Pruco Securities CorporationBroker
The Prudential Insurance Company of AmericaBroker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
Pruco Securities CorporationBroker
Reliastar Financial Marketing CORP.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.