TrueAdvisor
TrueAdvisor
GV
GV

Gary Vogt

Lantern Wealth Advisors, LLC
44 Years of Experience
Melville, NY
7 DisclosuresBroker
View SEC Summary
View SEC Summary

Gary Vogt is a registered investment advisor at Lantern Wealth Advisors, LLC, based in Melville, NY, with 44 years of industry experience. Gary is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 188 clients with $320M in assets under management.

Lantern Wealth Advisors, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
26 advisors
Number of Clients
188 clients
Average Client Portfolio
$1.7M average
Assets Under Management
$319.9M

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $50K2.50%
$50K - $100K2.25%
$100K - $250K2.00%
$250K - $500K1.75%
$500K - $1.0M1.65%
$1M+1.50%

Rates shown are for equity and balanced accounts. Fixed income portfolios have separate, lower rates ranging from 0.75% to 0.95%. Fees and account minimums are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

35 Pinelawn Road, Suite 101E, Melville, NY, 11747

Get directions

History

Regulatory History (7)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2004
Settled
Customer Dispute
July 2002
Settled
Regulatory
June 1993
Final
Regulatory
March 1988
Final
Regulatory
March 1985
Final
Regulatory
October 1983
Final
Criminal
February 1983
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Gary is an employee and registered investment advisor representative with Lantern Wealth Advisors since 2012. He dedicates minimal time to this investment-related activity, mostly during securities trading hours.

Employment History
Current Registrations
Lantern Wealth Advisors, LLC
February 2012 - Present · 14 yrs 8 mos
Herold & Lantern Investments, INC.Broker
April 2003 - Present · 23 yrs 6 mos
Previous Registrations
Kirlin Securities INC.Broker
March 1990 - April 2003 · 13 yrs 1 mo
Emanuel and CompanyBroker
December 1987 - February 1990 · 2 yrs 2 mos
Philips, Appel & Walden, INC.Broker
September 1984 - December 1987 · 3 yrs 3 mos
E. G. Frances CO., INC.Broker
March 1982 - July 1984 · 2 yrs 4 mos
State Registrations16 states
AZCACOCTFLMDMENCNJNYOHOKPARIVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Melville, NY →All financial advisors in New York →