Steven Vitale
Steven Vitale is a CFA, CFP-designated registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Melville, NY, with 30 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
400 Broadhollow Road, Suite 401, Melville, NY, 11747
Get directionsHistory
Regulatory History (1)
Customer Dispute
May 2002Other Business Activities
Steven is the President of three rental property LLCs: 84 Fire Island Ave, Babylon LLC (since 2010), 57 Prospect Street, Babylon LLC (since 2009), and 49 Cedar Street Babylon LLC (since 2020). He spends minimal time collecting rent for these investment-related activities.
Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
Stifel, Nicolaus & Company, Incorporated
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley & CO. Incorporated
Morgan Stanley
Morgan Stanley Dw INC.Broker
Continental Broker-Dealer CORP.Broker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.