RP
CFP
RP
CFP

Ralph Picascio

43 Years of Experience
Naples, FL
1 DisclosureBroker

Ralph Picascio is a CFP-designated registered investment advisor at UBS Financial Services INC., based in Naples, FL, with 43 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

801 Laurel Oak Drive, Naples, FL, 34108

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History

Regulatory History (1)
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Criminal
June 1978
Final Disposition
Employment History
Current Registrations
UBS Financial Services INC.
January 2013 - Present · 13 yrs 4 mos
UBS Financial Services INC.
November 2012 - Present · 13 yrs 6 mos
UBS Financial Services INC.Broker
November 2012 - Present · 13 yrs 6 mos
Previous Registrations
Wells Fargo Advisors, LLC
November 2003 - November 2012 · 9 yrs
Wells Fargo Advisors, LLCBroker
March 2003 - November 2012 · 9 yrs 8 mos
Advest, INC.Broker
March 1993 - March 2003 · 10 yrs
Lehman Brothers INC.Broker
May 1988 - March 1993 · 4 yrs 10 mos
E. F. Hutton & Company INCBroker
September 1987 - May 1988 · 8 mos
Prudential-Bache Securities INC.Broker
January 1984 - October 1987 · 3 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 1982 - January 1984 · 1 yr 1 mo
State Registrations33 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.