JD
JD

John Desmond

44 Years of Experience
West Des Moines, IA
2 DisclosuresBrokerSells Insurance

John Desmond is a registered investment advisor at MML Investors Services, LLC, based in West Des Moines, IA, with 44 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

5550 Wild Rose Lane, Ste 100, West Des Moines, IA, 50266

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2006
Settled
Customer Dispute
November 2001
Denied
Other Business ActivitiesSells Insurance

John is an independent insurance agent selling group life and health insurance since 1999, requiring minimal time. He also sells property and casualty insurance through MetLife P&C since 2016, also requiring minimal time.

Employment History
Current Registrations
MML Investors Services, LLC
March 2017 - Present · 9 yrs 7 mos
MML Investors Services, LLCBroker
March 2017 - Present · 9 yrs 7 mos
Previous Registrations
Msi Financial Services, INC.
January 1999 - March 2017 · 18 yrs 2 mos
Msi Financial Services, INC.Broker
September 1986 - March 2017 · 30 yrs 6 mos
Metropolitan Life Insurance CompanyBroker
May 1982 - July 2007 · 25 yrs 2 mos
State Registrations7 states
AZCOCTIAILMOTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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