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Frank Fasano

MML Investors Services, LLC
34 Years of Experience
West Des Moines, IA
3 DisclosuresBrokerSells Insurance
View SEC Summary
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Frank Fasano is a registered investment advisor at MML Investors Services, LLC, based in West Des Moines, IA, with 34 years of industry experience. Frank is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

MML Investors Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

5550 Wild Rose Lane, Ste 100, West Des Moines, IA, 50266

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
May 2006
Final Disposition
Customer Dispute
May 2001
Denied
Criminal
May 1988
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Frank has been an independent insurance agent since 1991, selling dental, group disability income, disability, life/accident/health, and Medicare-related products. He spends minimal time on these activities.

Employment History
Current Registrations
MML Investors Services, LLC
March 2017 - Present · 9 yrs 7 mos
MML Investors Services, LLC
March 2017 - Present · 9 yrs 7 mos
MML Investors Services, LLCBroker
March 2017 - Present · 9 yrs 7 mos
Previous Registrations
Msi Financial Services, INC.
January 2015 - March 2017 · 2 yrs 2 mos
Msi Financial Services, INC.Broker
January 2015 - March 2017 · 2 yrs 2 mos
New England Securities Corporation
June 1999 - January 2015 · 15 yrs 7 mos
New England SecuritiesBroker
January 1992 - January 2015 · 23 yrs
State Registrations12 states
CACOCTFLIAKSMONENVORTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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