Frank Fasano
Frank Fasano is a registered investment advisor at MML Investors Services, LLC, based in West Des Moines, IA, with 34 years of industry experience. Frank operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
5550 Wild Rose Lane, Ste 100, West Des Moines, IA, 50266
Get directionsHistory
Regulatory History (3)
Criminal
May 2006Customer Dispute
May 2001Criminal
May 1988Other Business ActivitiesSells Insurance
Frank has been an independent insurance agent since 1991, selling dental, group disability income, disability, life/accident/health, and Medicare-related products. He spends minimal time on these activities.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
Msi Financial Services, INC.
Msi Financial Services, INC.Broker
New England Securities Corporation
New England SecuritiesBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.