William Vlahoulis is a registered investment advisor, based in Mills River, NC, with 37 years of industry experience.
Location
Mills River, NC
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Regulatory History (6)
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Customer Dispute
September 2014Settled
Employment Separation After Allegations
April 2010Customer Dispute
December 2005Settled
Customer Dispute
September 1997Denied
Criminal
June 1991Final Disposition
Criminal
June 1980Final Disposition
Other Business Activities
William is on the steering and finance committees for the Asheville Greek Festival, promoting Hellenism and outreach to Orthodoxy. He dedicates minimal time to this activity, assisting with festival setup, organization, and execution.
Employment History
Current Registrations
San Blas Securities LLC
December 2025 - Present · 5 mos
San Blas Securities LLCBroker
December 2025 - Present · 5 mos
Sb Advisory, LLC
December 2025 - Present · 5 mos
Previous Registrations
Oppenheimer & CO. INC.
February 2018 - December 2025 · 7 yrs 10 mos
Oppenheimer & CO. INC.Broker
January 2018 - December 2025 · 7 yrs 11 mos
Wells Fargo Clearing Services, LLC
March 2010 - February 2018 · 7 yrs 11 mos
Wells Fargo Clearing Services, LLCBroker
March 2010 - February 2018 · 7 yrs 11 mos
UBS Financial Services INC.
June 2003 - April 2010 · 6 yrs 10 mos
UBS Financial Services INC.Broker
March 1992 - April 2010 · 18 yrs 1 mo
Dean Witter Reynolds INC.Broker
July 1988 - March 1992 · 3 yrs 8 mos
State Registrations9 states
FLGAIAMIMSNCOHPASC
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.