WV
WV

William Vlahoulis

37 Years of Experience
Mills River, NC
6 DisclosuresBroker

William Vlahoulis is a registered investment advisor, based in Mills River, NC, with 37 years of industry experience.

Location

Mills River, NC

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History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2014
Settled
Employment Separation After Allegations
April 2010
Customer Dispute
December 2005
Settled
Customer Dispute
September 1997
Denied
Criminal
June 1991
Final Disposition
Criminal
June 1980
Final Disposition
Other Business Activities

William is on the steering and finance committees for the Asheville Greek Festival, promoting Hellenism and outreach to Orthodoxy. He dedicates minimal time to this activity, assisting with festival setup, organization, and execution.

Employment History
Current Registrations
San Blas Securities LLC
December 2025 - Present · 5 mos
San Blas Securities LLCBroker
December 2025 - Present · 5 mos
Sb Advisory, LLC
December 2025 - Present · 5 mos
Previous Registrations
Oppenheimer & CO. INC.
February 2018 - December 2025 · 7 yrs 10 mos
Oppenheimer & CO. INC.Broker
January 2018 - December 2025 · 7 yrs 11 mos
Wells Fargo Clearing Services, LLC
March 2010 - February 2018 · 7 yrs 11 mos
Wells Fargo Clearing Services, LLCBroker
March 2010 - February 2018 · 7 yrs 11 mos
UBS Financial Services INC.
June 2003 - April 2010 · 6 yrs 10 mos
UBS Financial Services INC.Broker
March 1992 - April 2010 · 18 yrs 1 mo
Dean Witter Reynolds INC.Broker
July 1988 - March 1992 · 3 yrs 8 mos
State Registrations9 states
FLGAIAMIMSNCOHPASC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
William Vlahoulis - Financial Advisor | TrueAdvisor