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John Murphy

Private Advisor Group, LLC
43 Years of Experience
Morristown, NJ
3 DisclosuresBrokerSells Insurance
View SEC Summary
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John Murphy is a registered investment advisor at Private Advisor Group, LLC, based in Morristown, NJ, with 43 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Retirement Planning. Their firm serves 137,723 clients with $41B in assets under management.

Private Advisor Group, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
753 advisors
Number of Clients
137,723 clients
Average Client Portfolio
$300K average
Assets Under Management
$41.4B

Fee Structure

Private Advisor Group offers investment management services where fees are based on a percentage of the value of your investments. The exact percentage is negotiable, up to a maximum of 2.00% per year, and is charged quarterly. Clients also pay brokerage commissions and transaction fees to the custodian. The firm may also charge a flat fee or an hourly fee for specific services.

View Full SEC Brochure

Location

305 Madison Avenue, Morristown, NJ, 07960

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2011
Denied
Customer Dispute
June 2006
Award / Judgment
Customer Dispute
December 1997
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

John is involved in several business activities, including real estate rentals, serving as a registered investment advisor with Private Advisor Group, and acting as a volunteer firefighter. He also spends minimal time on non-variable insurance, including medical, dental, disability, life, health, and LTC insurance.

Employment History
Current Registrations
Private Advisor Group, LLC
June 2011 - Present · 15 yrs 1 mo
LPL Financial LLCBroker
September 2003 - Present · 22 yrs 10 mos
Previous Registrations
LPL Financial LLC
November 2011 - December 2011 · 1 mo
Morristown Financial Group, LLP
November 2004 - June 2009 · 4 yrs 7 mos
LPL Financial LLC
September 2003 - May 2011 · 7 yrs 8 mos
Merrill Lynch Pierce Fenner & Smith INC.
February 2002 - September 2003 · 1 yr 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 1998 - September 2003 · 5 yrs 3 mos
Painewebber IncorporatedBroker
January 1995 - June 1998 · 3 yrs 5 mos
Kidder, Peabody & CO. IncorporatedBroker
November 1993 - January 1995 · 1 yr 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1983 - December 1993 · 10 yrs 9 mos
John Hancock Distributors, INC.Broker
June 1982 - April 1983 · 10 mos
State Registrations26 states
ALAZCACOCTDEFLGAILKSMAMDMEMNMOMSNCNHNJNYPARISCVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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John Murphy - Financial Advisor | TrueAdvisor