SK
ChFC
SK
ChFC

Sanford Krilov

43 Years of Experience
New Orleans, LA
1 DisclosureBrokerSells Insurance

Sanford Krilov is a ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in New Orleans, LA, with 43 years of industry experience. Sanford operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

New Orleans, LA

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2000
Closed-No Action
Other Business ActivitiesSells Insurance

Sanford is involved in several business activities, including tax preparation, real estate management, and serving as an honorary board member for a non-profit. He also dedicates full-time hours to Sanford Krilov Financial, LLC, where he counsels clients, sells mutual funds, variable annuities, and insurance products, and works as an independent insurance agent selling fixed insurance and Medicare products.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
June 2021 - Present · 4 yrs 11 mos
Previous Registrations
Cetera Advisor Networks LLC
June 2021 - June 2023 · 2 yrs
Voya Financial Advisors, INC.
August 2009 - June 2021 · 11 yrs 10 mos
Voya Financial Advisors, INC.Broker
January 2004 - June 2021 · 17 yrs 5 mos
Locust Street Securities, INC.Broker
May 2000 - January 2004 · 3 yrs 8 mos
Walnut Street Securities, INC.Broker
March 1999 - May 2000 · 1 yr 2 mos
New England SecuritiesBroker
June 1982 - December 1998 · 16 yrs 6 mos
State Registrations2 states
LANY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.