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CFP

Cary Kleinfield

Raymond James Financial Services Advisors, INC
44 Years of Experience
Fort Myers, FL
1 DisclosureBroker
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Cary Kleinfield is a CFP-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Fort Myers, FL, with 44 years of industry experience. Cary is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6724 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

9726 Commerce Center Court, Suite 2, Fort Myers, FL, 33908

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
December 1989
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Cary is an officer for Caribou Investments LLC, which owns office space, and for the Deaf & Hard of Hearing Center, a non-profit organization. He also owns Kleinfield Wealth Group, LLC, dedicating about 10-20% of his time to this business.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2015 - Present · 11 yrs 9 mos
Raymond James Financial Services, INC.Broker
January 2015 - Present · 11 yrs 9 mos
Previous Registrations
Raymond James & Associates, INC.
February 1989 - January 2015 · 25 yrs 11 mos
Raymond James & Associates, INC.Broker
February 1989 - January 2015 · 25 yrs 11 mos
Marshall & CO. Securities, INC.Broker
May 1987 - February 1989 · 1 yr 9 mos
Thomson Mckinnon Securities INC.Broker
October 1985 - March 1987 · 1 yr 5 mos
First Jersey Securities, INC.Broker
June 1982 - January 1986 · 3 yrs 7 mos
State Registrations34 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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