David Parker
David Parker is a CFP-designated registered investment advisor at LPL Financial LLC, based in Fort Myers, FL, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Fort Myers, FL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David owns Retire On Time, where he occasionally sells fixed annuities and other fixed insurance products, dedicating minimal time. He also owns Retire On Time, offering securities and investment advisory services, spending about 10-20% of his time, and works full-time as an employee at Davis & Associates CPAs, providing CPA/Accounting services.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Next Financial Group, INC.
Next Financial Group, INC.Broker
Intersecurities, INC.Broker
H.D. Vest Investment ServicesBroker
Titan/value Equities Group, INC.Broker
1st Global Capital CORP.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.