Albert Althaus
Albert Althaus is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Melville, NY, with 43 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
535 Broadhollow Rd Ste B14, Melville, NY, 11747-3713
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Albert is the president of Creative Professional & Executive Planning Corp, dealing with property and casualty matters since 2018. He also operates an insurance agency under the same name since 1980, dedicating minimal time to it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Invest Financial CorporationBroker
21st Century Financial Services, INC.Broker
Vanderbilt SecuritiesBroker
North Ridge Securities CORP.Broker
Prime Capital Services, INC.Broker
New England SecuritiesBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.