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ChFC
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ChFC

Albert Althaus

LPL Financial LLC
44 Years of Experience
Melville, NY
BrokerSells Insurance
View SEC Summary
View SEC Summary

Albert Althaus is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Melville, NY, with 44 years of industry experience. Albert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

445 Broadhollow Rd Ste 400, Melville, NY, 11747

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Albert is the president of Creative Professional & Executive Planning Corp, dealing with property and casualty matters since 2018. He also operates an insurance agency under the same name since 1980, dedicating minimal time to it.

Employment History
Current Registrations
LPL Financial LLC
August 2021 - Present · 5 yrs 2 mos
LPL Financial LLCBroker
February 2018 - Present · 8 yrs 8 mos
Previous Registrations
Invest Financial CorporationBroker
July 2005 - February 2018 · 12 yrs 7 mos
21st Century Financial Services, INC.Broker
May 2003 - July 2005 · 2 yrs 2 mos
Vanderbilt SecuritiesBroker
January 2002 - May 2003 · 1 yr 4 mos
North Ridge Securities CORP.Broker
October 1999 - January 2002 · 2 yrs 3 mos
Prime Capital Services, INC.Broker
July 1999 - January 2000 · 6 mos
New England SecuritiesBroker
August 1982 - July 1999 · 16 yrs 11 mos
State Registrations4 states
CTFLNJNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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