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CFP
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CFP

Alan Tichman

LPL Financial LLC
37 Years of Experience
Melville, NY
BrokerSells Insurance
View SEC Summary
View SEC Summary

Alan Tichman is a CFP-designated registered investment advisor at LPL Financial LLC, based in Melville, NY, with 37 years of industry experience. Alan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

555 Broadhollow Rd Ste 100, Melville, NY, 11747

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Alan sells non-variable insurance products including life, long-term care, disability, and medical insurance through Wealth Planners, dedicating minimal time to this activity. He also uses Wealth Planners Inc. as a DBA for his LPL business.

Employment History
Current Registrations
LPL Financial LLC
February 2018 - Present · 8 yrs 8 mos
LPL Financial LLCBroker
February 2018 - Present · 8 yrs 8 mos
Previous Registrations
Invest Financial Corporation
February 2012 - February 2018 · 6 yrs
Invest Financial CorporationBroker
February 2012 - February 2018 · 6 yrs
Fsc Securities Corporation
January 2008 - February 2012 · 4 yrs 1 mo
Fsc Securities Corporation
January 2001 - December 2004 · 3 yrs 11 mos
Fsc Securities CorporationBroker
October 2000 - February 2012 · 11 yrs 4 mos
Pmg Securities CorporationBroker
January 1996 - October 2000 · 4 yrs 9 mos
John Hancock Distributors, INC.Broker
March 1990 - September 1995 · 5 yrs 6 mos
John Hancock Mutual Life Insurance CompanyBroker
March 1990 - September 1995 · 5 yrs 6 mos
First Investors CorporationBroker
August 1984 - July 1985 · 11 mos
State Registrations13 states
AZCACOCTDEFLMDMNNJNYTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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