Richard Clough
Richard Clough is a registered investment advisor at Gateway Wealth Partners, LLC, based in Glastonbury, CT, with 43 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 4,121 clients with $1.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Gateway Wealth charges an annual fee based on the amount of your investments they manage. This fee can be up to 2.00% per year, depending on the size and composition of your portfolio, the services you receive, and who provides the services. The fee is calculated each quarter, in advance, based on the market value of your investments on the last day of the previous quarter. The firm may negotiate a lower fee based on factors like future earning potential or the amount of assets managed.
Location
500 Winding Brook Dr., Glastonbury, CT, 06033
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Richard is involved in insurance sales through Gatway Financial Group, offering fixed annuities, term life insurance, long-term care, and life insurance products. He also operates under Gateway Financial Partners as a DBA for his LPL business, dedicating minimal time to this.
Employment History
Current Registrations
Gateway Wealth Partners, LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Washington Square Securities, INC.
Washington Square Securities, INC.Broker
Legg Mason Wood Walker, IncorporatedBroker
Berkshire Equity Sales, INC.Broker
Mutual Benefit Financial Service CompanyBroker
Mutual Benefit Financial Service CompanyBroker
New England Securities CorporationBroker
Mutual Benefit Financial Service CompanyBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.