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Donald Trabert

UBS Financial Services INC.
44 Years of Experience
San Francisco, CA
3 DisclosuresBroker
View SEC Summary
View SEC Summary

Donald Trabert is a registered investment advisor at UBS Financial Services INC., based in San Francisco, CA, with 44 years of industry experience. Donald is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.

UBS Financial Services INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B

Fee Structure

Investment management only (planning not offered)
  • Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
View Full SEC Brochure

Location

555 California Street, 32nd Floor/ Suite 3200, San Francisco, CA, 94104

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2009
Settled
Customer Dispute
December 2008
Settled
Customer Dispute
September 2007
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Donald is an advisor on the finance committee for St. Mary's Star of The Sea Church, advising the Pastor on financial matters related to church maintenance. He dedicates minimal time to this role.

Employment History
Current Registrations
UBS Financial Services INC.
March 2009 - Present · 17 yrs 7 mos
UBS Financial Services INC.
March 2009 - Present · 17 yrs 7 mos
UBS Financial Services INC.Broker
March 2009 - Present · 17 yrs 7 mos
Previous Registrations
Credit Suisse Securities (USA) LLC
January 2003 - April 2009 · 6 yrs 3 mos
Credit Suisse Securities (USA) LLCBroker
November 2000 - April 2009 · 8 yrs 5 mos
Donaldson Lufkin & Jenrette Securities Corporation
July 1997 - January 2003 · 5 yrs 6 mos
Donaldson, Lufkin & Jenrette Securities CorporationBroker
August 1994 - January 2003 · 8 yrs 5 mos
Kidder, Peabody & CO. IncorporatedBroker
October 1985 - August 1994 · 8 yrs 10 mos
Morgan Stanley & CO., IncorporatedBroker
September 1984 - September 1985 · 1 yr
Kidder, Peabody & CO. IncorporatedBroker
April 1982 - August 1994 · 12 yrs 4 mos
State Registrations26 states
AZCADEFLHIIDILINLAMAMINENJNVNYOHOKORPATNTXUTVAWAWIWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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