DT
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Donald Trabert

43 Years of Experience
Truckee, CA
3 DisclosuresBroker

Donald Trabert is a registered investment advisor at UBS Financial Services INC., based in Truckee, CA, with 43 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

Truckee, CA

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2009
Settled
Customer Dispute
December 2008
Settled
Customer Dispute
September 2007
Settled
Other Business Activities

Donald is an advisor on the finance committee for St. Mary's Star of The Sea Church, advising the Pastor on financial matters related to church maintenance. He dedicates minimal time to this role.

Employment History
Current Registrations
UBS Financial Services INC.
March 2009 - Present · 17 yrs 2 mos
UBS Financial Services INC.
March 2009 - Present · 17 yrs 2 mos
UBS Financial Services INC.Broker
March 2009 - Present · 17 yrs 2 mos
Previous Registrations
Credit Suisse Securities (USA) LLC
January 2003 - April 2009 · 6 yrs 3 mos
Credit Suisse Securities (USA) LLCBroker
November 2000 - April 2009 · 8 yrs 5 mos
Donaldson Lufkin & Jenrette Securities Corporation
July 1997 - January 2003 · 5 yrs 6 mos
Donaldson, Lufkin & Jenrette Securities CorporationBroker
August 1994 - January 2003 · 8 yrs 5 mos
Kidder, Peabody & CO. IncorporatedBroker
October 1985 - August 1994 · 8 yrs 10 mos
Morgan Stanley & CO., IncorporatedBroker
September 1984 - September 1985 · 1 yr
Kidder, Peabody & CO. IncorporatedBroker
April 1982 - August 1994 · 12 yrs 4 mos
State Registrations26 states
AZCADEFLHIIDILINLAMAMINENJNVNYOHOKORPATNTXUTVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.