Richard Jeffery
Richard Jeffery is a registered investment advisor at Cetera Investment Advisers LLC, based in Camarillo, CA, with 44 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
340 Rosewood Ave Ste O, Camarillo, CA, 93010
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 2006Other Business ActivitiesSells Insurance
Richard is an insurance agent selling life, health, disability, annuities, and long-term care insurance, dedicating minimal time to this. He also operates a financial services DBA through Financial Network Investment Management Solutions, taking about a quarter of his time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Ids Life Insurance CompanyBroker
Ids Marketing CorporationBroker
Ids Financial Services INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Kevin Folino, CFPCetera Investment Advisers LLC
- David Folino, CFPCetera Investment Advisers LLC
- Richard Frank, CFPOsaic Wealth, INC.
- Jordan Kane, CFP, ChFCKane Capital Advisors LLC
- Gregory Karis, CFPInflection Retirement Services
- Miranda Gerda, CFPPrivate Advisor Group, LLC