David Folino
David Folino is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Camarillo, CA, with 40 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
333 N Lantana St, Ste 297, Camarillo, CA, 93010
Get directionsHistory
Regulatory History (3)
Employment Separation After Allegations
April 2011Regulatory
April 2003Customer Dispute
December 1999Other Business ActivitiesSells Insurance
David owns 100% of Folino Tax & Financial Network, a tax preparation business, dedicating full-time hours since 1985. He also owns 95% of FTFN Insurance Services, selling life, disability, and long-term care insurance, which takes minimal time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Summit Financial Group INC
Summit Brokerage Services, INC.Broker
1st Global Advisors INC
1st Global Capital CORP.Broker
Five Star Resources, INC.Broker
H.D. Vest Investment Securities, INC.Broker
Sentra Securities CorporationBroker
Triple Check Financial Services, INC.Broker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.