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William Schick

Wells Fargo Advisors
44 Years of Experience
Syracuse, NY
1 DisclosureBroker
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William Schick is a registered investment advisor at Wells Fargo Advisors, based in Syracuse, NY, with 44 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

500 Plum St, Bridgewater Place, Syracuse, NY, 13204

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
December 2017
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wells Fargo Advisors
July 2015 - Present · 11 yrs 3 mos
Wells Fargo Clearing Services, LLCBroker
July 2015 - Present · 11 yrs 3 mos
Previous Registrations
Morgan Stanley
June 2013 - July 2015 · 2 yrs 1 mo
Morgan StanleyBroker
June 2012 - July 2015 · 3 yrs 1 mo
Wells Fargo Advisors, LLC
October 2010 - June 2012 · 1 yr 8 mos
Wells Fargo Advisors, LLCBroker
August 2003 - June 2012 · 8 yrs 10 mos
RBC Dain Rauscher INC.Broker
March 2002 - September 2003 · 1 yr 6 mos
Tucker Anthony IncorporatedBroker
October 2001 - March 2002 · 5 mos
Morgan Stanley Dw INC.Broker
March 2001 - October 2001 · 7 mos
Prudential Securities IncorporatedBroker
November 1998 - April 2001 · 2 yrs 5 mos
Cruttenden Roth IncorporatedBroker
May 1998 - November 1998 · 6 mos
Prudential Securities IncorporatedBroker
October 1996 - April 1998 · 1 yr 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1994 - September 1996 · 1 yr 10 mos
Sutro & CO. IncorporatedBroker
March 1992 - October 1994 · 2 yrs 7 mos
Painewebber IncorporatedBroker
November 1988 - March 1992 · 3 yrs 4 mos
Shearson Lehman Hutton INC.Broker
April 1986 - December 1988 · 2 yrs 8 mos
Finalco Capital CORP.Broker
December 1984 - March 1986 · 1 yr 3 mos
E. F. Hutton & Company INCBroker
April 1982 - September 1984 · 2 yrs 5 mos
State Registrations20 states
ALARAZCACOCTFLHIKSMAMONCNJNYOHORPASCTNVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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