TJ
TJ

Timothy Johnston

42 Years of Experience
Carmel, IN
1 DisclosureBrokerSells Insurance

Timothy Johnston is a registered investment advisor, based in Carmel, IN, with 42 years of industry experience. Timothy is also registered as a broker, so some compensation may come from commissions on products sold.

Location

571 Monon Blvd, Suite 150, Carmel, IN, 46032

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History

Regulatory History (1)
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Customer Dispute
May 2002
Denied
Other Business ActivitiesSells Insurance

Timothy is the Chair of the Board for a corporation focused on fundraising for Precision Medicine Research, dedicating about a quarter of his time. He is also President of Financial Partners Group, LLC, where the LLC receives fixed insurance commissions and pays them out to producers, and is a consultant/strategic coach for financial advisors, dedicating a few hours per week to each role.

Employment History
Current Registrations
Wealth Enhancement Advisory Services, LLC
December 2025 - Present · 10 mos
Wealth Enhancement Brokerage Services, LLCBroker
December 2025 - Present · 10 mos
Previous Registrations
Osaic Advisory Services, LLC
April 2025 - December 2025 · 8 mos
Osaic Wealth, INC.Broker
January 2024 - December 2025 · 1 yr 11 mos
Osaic Wealth, INC.
January 2024 - December 2025 · 1 yr 11 mos
Woodbury Financial Services, INC.Broker
April 2017 - January 2024 · 6 yrs 9 mos
Woodbury Financial Services, INC.
April 2017 - January 2024 · 6 yrs 9 mos
Msi Financial Services, INC.
January 2015 - March 2017 · 2 yrs 2 mos
Msi Financial Services, INC.Broker
October 2013 - March 2017 · 3 yrs 5 mos
New England Securities Corporation
April 2002 - January 2015 · 12 yrs 9 mos
New England SecuritiesBroker
March 2002 - January 2015 · 12 yrs 10 mos
Pruco Securities CorporationBroker
January 1990 - February 2002 · 12 yrs 1 mo
The Prudential Insurance Company of AmericaBroker
December 1989 - December 1993 · 4 yrs
Mony Securities CORP.Broker
March 1988 - October 1989 · 1 yr 7 mos
The Mutual Life Insurance Company of New YorkBroker
March 1988 - October 1989 · 1 yr 7 mos
Pruco Securities CorporationBroker
March 1983 - August 1987 · 4 yrs 5 mos
The Prudential Insurance Company of AmericaBroker
January 1983 - August 1987 · 4 yrs 7 mos
State Registrations1 state
IN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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