John Giancaterino
John Giancaterino is a ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Whitehall, PA, with 41 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
881 3rd St, Whitehall, PA, 18052
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 2006Other Business ActivitiesSells Insurance
John owns Giancaterino and Associates, LLC, a DBA for securities sales, and Giancaterino and Associates, a DBA for insurance and securities. He is also an independent insurance agent selling fixed insurance products and life settlements, and owns Wealthworks Financial, LLC, a financial services DBA, dedicating about a quarter of his time to it.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
Locust Street Securities, INC.Broker
First Union Brokerage Services, INC.Broker
Mimlic Sales CorporationBroker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.