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Steven Kay
43 Years of Experience
Danville, CA
1 DisclosureBrokerSells Insurance
Steven Kay is a registered investment advisor at Cetera Investment Advisers LLC, based in Danville, CA, with 43 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
4115 Blackhawk Pla Cir Ste 100, Danville, CA, 94506
Get directionsHistory
Regulatory History (1)
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Regulatory
January 2002Final
Other Business ActivitiesSells Insurance
Steven is involved with fixed insurance, specifically life and health. The filing also mentions Steve Kay Financial located in Danville, CA.
Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
August 2008 - Present · 17 yrs 9 mos
Previous Registrations
Cetera Advisor Networks LLC
August 2008 - June 2023 · 14 yrs 10 mos
Pension Planners Securities, INC.
June 2003 - August 2008 · 5 yrs 2 mos
Pension Planners Securities, INC.Broker
June 2003 - August 2008 · 5 yrs 2 mos
Interpacific Investors Services, INC.Broker
January 1996 - May 2003 · 7 yrs 4 mos
Financial Network Investment CorporationBroker
June 1991 - July 1995 · 4 yrs 1 mo
Herrmann Securities, INC.Broker
January 1990 - June 1991 · 1 yr 5 mos
Cypress Capital CorporationBroker
November 1989 - January 1990 · 2 mos
Herrmann Securities, INC.Broker
November 1987 - November 1989 · 2 yrs
Financial Planners Equity CorporationBroker
January 1986 - November 1987 · 1 yr 10 mos
Ids Life Insurance CompanyBroker
April 1982 - January 1986 · 3 yrs 9 mos
Ids Marketing CorporationBroker
April 1982 - January 1986 · 3 yrs 9 mos
Ids Financial Services INC.Broker
April 1982 - January 1986 · 3 yrs 9 mos
State Registrations15 states
CACOFLIDILMAMIMTNCNVNYOHSCTXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.