Howard Douglas is a ChFC-designated registered investment advisor, based in Woodbury, NY, with 44 years of industry experience. Howard is also registered as a broker, so some compensation may come from commissions on products sold.
Location
125 Froehlich Farm Blvd., Woodbury, NY, 11797
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Regulatory History (3)
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Customer Dispute
August 2024Settled
Customer Dispute
October 2023Denied
Employment Separation After Allegations
November 2021Other Business Activities
Howard is a board member and vice president of the Nassau County Police Reserves since 1985.
Employment History
Current Registrations
Vanderbilt Securities, LLCBroker
January 2026 - Present · 9 mos
Consolidated Portfolio Review CORP
January 2026 - Present · 9 mos
Previous Registrations
Osaic Wealth, INC.Broker
October 2024 - February 2026 · 1 yr 4 mos
Osaic Wealth, INC.
October 2024 - February 2026 · 1 yr 4 mos
American Portfolios Financial Services, INC.Broker
February 2022 - October 2024 · 2 yrs 8 mos
American Portfolios Advisors, INC
February 2022 - October 2024 · 2 yrs 8 mos
Aps Wealth Management, LLC
December 2021 - January 2022 · 1 mo
Equitable Advisors, LLC
June 2005 - December 2021 · 16 yrs 6 mos
Equitable Advisors, LLCBroker
June 2005 - December 2021 · 16 yrs 6 mos
Mony Securities Corporation
October 2002 - June 2005 · 2 yrs 8 mos
Trusted Securities Advisors CORP.Broker
April 2001 - December 2001 · 8 mos
Mony Securities CorporationBroker
September 1992 - June 2005 · 12 yrs 9 mos
Jaron Equities CORP.Broker
February 1991 - September 1992 · 1 yr 7 mos
Robert Todd Financial CORP.Broker
February 1988 - January 1990 · 1 yr 11 mos
Long Island Network Securities, INC.Broker
May 1985 - September 1992 · 7 yrs 4 mos
George Stanley Setlin Financial, INC.Broker
September 1984 - October 1984 · 1 mo
Jaron Equities CORP.Broker
July 1982 - May 1985 · 2 yrs 10 mos
State Registrations2 states
NCNY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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