Lesley Sommers
Lesley Sommers is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Tarrytown, NY, with 43 years of industry experience. Lesley operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
303 S Broadway Ste 103, Tarrytown, NY, 10591
Get directionsHistory
Regulatory History (3)
Customer Dispute
September 2016Customer Dispute
December 2010Customer Dispute
May 1991Other Business ActivitiesSells Insurance
Lesley is an independent insurance agent selling fixed annuities, life, accident, health, and long-term care insurance since 2010. She is also the president of Sommers Financial Group, Inc., a DBA for marketing and fixed insurance, dedicating about a quarter of her time to this role.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Walnut Street Securities, INC.Broker
Nathan & Lewis Securities, INC.
Nathan & Lewis Securities, INC.Broker
Gary Goldberg & CO., INC.Broker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.