Arthur Hardy
Arthur Hardy is a registered investment advisor at Cetera Investment Advisers LLC, based in Tarrytown, NY, with 28 years of industry experience. Arthur operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
303 S Broadway Ste 103, Tarrytown, NY, 10591
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Regulatory History (1)
Customer Dispute
July 2009Other Business ActivitiesSells Insurance
Arthur sells fixed insurance (including life and annuities) with various companies and is an independent life insurance agent. He is also an advisory representative for Debany Financial Group, LLC and owns Arthur Hardy Inc, a holding company for accounting and tax purposes.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Walnut Street Securities, INC.Broker
Nathan & Lewis Securities, INC.Broker
State Registrations20 states
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