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Timothy Moore is a registered investment advisor, based in Frederick, MD, with 42 years of industry experience.
Location
8118 Overlook Drive, Frederick, MD, 21702
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Regulatory History (3)
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Employment Separation After Allegations
November 2017Customer Dispute
September 2002Settled
Employment Separation After Allegations
June 2000Other Business ActivitiesSells Insurance
Timothy is an independent insurance agent for various companies since 1976, dedicating about 20 hours per week to investment-related activities. He also serves as a permanent deacon for two churches, a FINRA arbitrator, an advisory rep for a RIA, a notary public, and owns Moore Financial.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
December 2017 - Present · 8 yrs 5 mos
Cambridge Investment Research Advisors, INC.
December 2017 - Present · 8 yrs 5 mos
Previous Registrations
Voya Financial Advisors, INC.
December 2006 - December 2017 · 11 yrs
Voya Financial Advisors, INC.Broker
January 2004 - December 2017 · 13 yrs 11 mos
Locust Street Securities, INC.Broker
July 2000 - January 2004 · 3 yrs 6 mos
Pruco Securities CorporationBroker
August 1983 - July 2000 · 16 yrs 11 mos
State Registrations22 states
DCDEFLGAINKSMDMEMSNCNJNMNYOHORPASCTXVAWAWIWV
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.