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CFP

Michael Schiffer

Wells Fargo Advisors
42 Years of Experience
Garden City, NY
Broker
View SEC Summary
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Michael Schiffer is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Garden City, NY, with 42 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1010 Franklin Ave Ste 400, Garden City, NY, 11530

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
December 2018 - Present · 7 yrs 10 mos
Wells Fargo Advisors
December 2018 - Present · 7 yrs 10 mos
Previous Registrations
Morgan StanleyBroker
June 2009 - December 2018 · 9 yrs 6 mos
Morgan Stanley
June 2009 - December 2018 · 9 yrs 6 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
January 2006 - April 2007 · 1 yr 3 mos
Morgan Stanley Dw INC.Broker
January 2006 - April 2007 · 1 yr 3 mos
Merrill Lynch Pierce Fenner & Smith INC.
June 2005 - January 2006 · 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2003 - January 2006 · 2 yrs 4 mos
Saperston Asset Management, INC.Broker
January 1998 - May 1998 · 4 mos
Lasalle St Securities, L.L.C.Broker
October 1997 - August 2003 · 5 yrs 10 mos
Saperston Financial INC.Broker
March 1992 - October 1997 · 5 yrs 7 mos
Rickel & Associates, INC.Broker
January 1990 - April 1992 · 2 yrs 3 mos
Herzog, Heine, Geduld, INC.Broker
June 1988 - January 1990 · 1 yr 7 mos
Advest, INC.Broker
July 1987 - June 1988 · 11 mos
Outwater & Wells, INC.Broker
December 1986 - June 1987 · 6 mos
Purcell, Graham & CO., INC.Broker
May 1986 - October 1986 · 5 mos
American Securities CorporationBroker
November 1984 - May 1986 · 1 yr 6 mos
Butcher & Singer INC.Broker
December 1983 - November 1984 · 11 mos
J. W. Weller & CO., INC.Broker
June 1982 - July 1982 · 1 mo
State Registrations29 states
ALAZCACOCTDCDEFLGAILKYMAMDMIMNMOMSNCNJNMNVNYORPASCTXVAVTWA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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