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Peter Santulli

Wells Fargo Advisors
40 Years of Experience
Garden City, NY
5 DisclosuresBroker
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Peter Santulli is a registered investment advisor at Wells Fargo Advisors, based in Garden City, NY, with 40 years of industry experience. Peter is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

1010 Franklin Ave Ste 400, Garden City, NY, 11530

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2008
Settled
Customer Dispute
May 2008
Settled
Customer Dispute
April 2008
Settled
Customer Dispute
March 2008
Denied
Customer Dispute
February 2008
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wells Fargo Advisors
June 2019 - Present · 7 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
May 2019 - Present · 7 yrs 5 mos
Previous Registrations
Morgan StanleyBroker
March 2011 - June 2019 · 8 yrs 3 mos
Morgan Stanley
March 2011 - June 2019 · 8 yrs 3 mos
Chase Investment Services CORP.
September 2003 - March 2011 · 7 yrs 6 mos
Chase Investment Services CORP.Broker
October 2002 - March 2011 · 8 yrs 5 mos
Vfinance Investments, INCBroker
June 2002 - October 2002 · 4 mos
Somerset Financial Group, INC.Broker
October 2001 - June 2002 · 8 mos
Weatherly Securities CorporationBroker
January 1999 - December 2001 · 2 yrs 11 mos
Janssen-Meyers Associates, L.P.Broker
February 1998 - January 1999 · 11 mos
Taglich Brothers, D'amadeo, Wagner & CO., INC.Broker
February 1992 - February 1998 · 6 yrs
Oppenheimer & CO., INC.Broker
January 1988 - February 1992 · 4 yrs 1 mo
L. F. Rothschild & CO. IncorporatedBroker
September 1987 - February 1988 · 5 mos
Shearson Lehman Brothers INC.Broker
September 1986 - September 1987 · 1 yr
State Registrations28 states
ALAZCACOCTDCDEFLGAILKYMAMDMIMNMONCNJNMNVNYORPASCTXVAVTWA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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