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Mark Czaja

Hennion & Walsh Asset Management, INC.
43 Years of Experience
Boca Raton, FL
3 DisclosuresBroker
View SEC Summary
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Mark Czaja is a registered investment advisor at Hennion & Walsh Asset Management, INC., based in Boca Raton, FL, with 43 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,099 clients with $770M in assets under management.

Hennion & Walsh Asset Management, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)
Firm Size
71 advisors
Number of Clients
1,099 clients
Average Client Portfolio
$700K average
Assets Under Management
$768.8M

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K1.50%
$250K - $500K1.40%
$500K - $1.0M1.25%
$1.0M - $5.0M1.00%
$5M+0.75%

Fees are negotiable. Tax-advantaged income strategies have a separate tiered schedule starting at 0.90% down to 0.55%. Other programs include Personalized Unified Managed Account at 2.00% plus manager fees, and Asset Advisor at 2.00%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

777, Suite 500, Boca Raton, FL, 33431

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
September 2016
Final
Regulatory
December 1990
Final
Regulatory
December 1988
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Hennion & Walsh Asset Management, INC.
September 2016 - Present · 10 yrs 1 mo
Hennion & Walsh, INC.Broker
December 2013 - Present · 12 yrs 10 mos
Previous Registrations
Pmk Securities & Research, INC.
February 2013 - December 2013 · 10 mos
Pmk Capital Advisors INC
January 2013 - February 2014 · 1 yr 1 mo
Pmk Securities & Research, INC.Broker
October 2002 - December 2013 · 11 yrs 2 mos
Investment Sciences, INC.
September 1997 - March 2014 · 16 yrs 6 mos
Comprehensive Capital CorporationBroker
September 1991 - November 2002 · 11 yrs 2 mos
G. K. Scott & CO., INC.Broker
July 1988 - September 1991 · 3 yrs 2 mos
Brownstone-Smith Securities CORP.Broker
August 1987 - July 1988 · 11 mos
The Jameson Group, INC.Broker
July 1987 - August 1987 · 1 mo
The Stuart-James Company, INC.Broker
October 1985 - August 1987 · 1 yr 10 mos
E. F. Hutton & Company INCBroker
December 1983 - October 1985 · 1 yr 10 mos
First Investors CorporationBroker
May 1982 - April 1983 · 11 mos
State Registrations23 states
CACOCTDCFLGAILMAMDMEMIMNNCNJNVNYOKPASCTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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