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Timothy Ciraulo

Hennion & Walsh Asset Management, INC.
40 Years of Experience
Boca Raton, FL
4 DisclosuresBroker
View SEC Summary
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Timothy Ciraulo is a registered investment advisor at Hennion & Walsh Asset Management, INC., based in Boca Raton, FL, with 40 years of industry experience. Timothy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,099 clients with $770M in assets under management.

Hennion & Walsh Asset Management, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)
Firm Size
71 advisors
Number of Clients
1,099 clients
Average Client Portfolio
$700K average
Assets Under Management
$768.8M

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K1.50%
$250K - $500K1.40%
$500K - $1.0M1.25%
$1.0M - $5.0M1.00%
$5M+0.75%

Fees are negotiable. Tax-advantaged income strategies have a separate tiered schedule starting at 0.90% down to 0.55%. Other programs include Personalized Unified Managed Account at 2.00% plus manager fees, and Asset Advisor at 2.00%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

777 Yamato Road, Suite 500, Boca Raton, FL, 33431

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
September 2016
Final
Customer Dispute
August 1994
Award / Judgment
Customer Dispute
March 1991
Award / Judgment
Regulatory
December 1990
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Hennion & Walsh Asset Management, INC.
September 2016 - Present · 10 yrs 1 mo
Hennion & Walsh, INC.Broker
December 2013 - Present · 12 yrs 10 mos
Previous Registrations
Pmk Securities & Research, INC.
February 2013 - December 2013 · 10 mos
Pmk Capital Advisors INC
January 2013 - February 2014 · 1 yr 1 mo
Pmk Securities & Research, INC.Broker
October 2002 - December 2013 · 11 yrs 2 mos
Investment Sciences, INC.
April 1999 - January 2006 · 6 yrs 9 mos
Comprehensive Capital CorporationBroker
September 1991 - November 2002 · 11 yrs 2 mos
G. K. Scott & CO., INC.Broker
July 1988 - September 1991 · 3 yrs 2 mos
Brownstone-Smith Securities CORP.Broker
August 1987 - July 1988 · 11 mos
The Jameson Group, INC.Broker
July 1987 - September 1987 · 2 mos
The Stuart-James Company, INC.Broker
December 1985 - July 1987 · 1 yr 7 mos
State Registrations23 states
CACOCTDCFLGAILMAMDMEMIMNNCNJNVNYOKPASCTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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