David Yvars
David Yvars is a registered investment advisor at The David J. Yvars Group INC., based in Valhalla, NY, with 40 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 489 clients with $360M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 3.00% |
| $500K - $1.0M | 2.20% |
| $1.0M - $5.0M | 1.60% |
| $5M+ | 1.40% |
Schedule shown is for Equity/Balanced portfolios. Fixed Income portfolios have a different schedule: First $500,000: 1.25%; Next $500,000: 1.10%; Next $4,000,000: 1.00%; Above $5,000,000: 0.80%. Fees, account minimums, and payment terms may be negotiable.
Fee Estimator
Location
400 Columbus Avenue, Suite 30S, Valhalla, NY, 10595
Get directionsHistory
Regulatory History (4)
Regulatory
November 2022Customer Dispute
February 2003Customer Dispute
December 2002Criminal
November 1980Employment History
Current Registrations
The David J. Yvars Group INC.
Previous Registrations
The David J. Yvars Group, INC.
UBS Financial Services INC.
UBS Financial Services INC.Broker
Salomon Smith Barney INC.Broker
Lehman Brothers INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.