CG
CG

Christine Govan

41 Years of Experience
New York, NY
1 DisclosureBroker

Christine Govan is a registered investment advisor at UBS Financial Services INC., based in New York, NY, with 41 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
Loading...

Location

299 Park Ave, 8th, 9th 11th FLOOR, New York, NY, 10171

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 1998
Denied
Other Business Activities

Christine serves as Treasurer on the Board of Directors for Jack and Jill of America Foundation Inc. and is a board member and Treasurer for Single Parent Resource Center, Inc., focusing on financial oversight and development.

Employment History
Current Registrations
UBS Financial Services INC.
February 2005 - Present · 21 yrs 3 mos
UBS Financial Services INC.
January 1995 - Present · 31 yrs 4 mos
UBS Financial Services INC.Broker
January 1995 - Present · 31 yrs 4 mos
Previous Registrations
Kidder, Peabody & CO. IncorporatedBroker
July 1991 - January 1995 · 3 yrs 6 mos
Laidlaw Equities, INC.Broker
April 1991 - July 1991 · 3 mos
A & E Capital Group, INC.Broker
June 1990 - August 1990 · 2 mos
Doley Securities, INC.Broker
November 1988 - September 1989 · 10 mos
Donaldson, Lufkin & Jenrette Securities CorporationBroker
July 1984 - July 1988 · 4 yrs
Shearson Lehman Brothers INC.Broker
June 1984 - September 1985 · 1 yr 3 mos
Lehman Brothers Kuhn Loeb IncorporatedBroker
May 1982 - May 1984 · 2 yrs
State Registrations28 states
AZCACTDCFLGAILINLAMAMDMEMINCNHNJNMNYORPARISCTNTXVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.