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Chang Han

43 Years of Experience
Duluth, GA
Broker

Chang Han is a registered investment advisor, based in Duluth, GA, with 43 years of industry experience.

Location

7960 Wentworth Drive, Duluth, GA, 30097

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Chang is a financial consultant and CEO at Harvest Financial Services, LLC. This investment-related activity takes a full-time commitment.

Employment History
Current Registrations
Cetera Advisors LLCBroker
September 2022 - Present · 3 yrs 8 mos
Cetera Investment Advisers LLC
November 2020 - Present · 5 yrs 6 mos
Previous Registrations
First Allied Advisory Services, INC.
July 2012 - November 2020 · 8 yrs 4 mos
First Allied Securities, INC.
August 2007 - July 2012 · 4 yrs 11 mos
First Allied Securities, INC.Broker
August 2007 - September 2022 · 15 yrs 1 mo
Centaurus Financial, INC.
May 2004 - September 2007 · 3 yrs 4 mos
Centaurus Financial, INC.Broker
May 2004 - September 2007 · 3 yrs 4 mos
AXA Advisors, LLC
July 2002 - June 2004 · 1 yr 11 mos
AXA Advisors, LLCBroker
September 1982 - June 2004 · 21 yrs 9 mos
The Equitable Life Assurance Society of the United StatesBroker
September 1982 - January 2000 · 17 yrs 4 mos
State Registrations8 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.