Scott Guetz
Scott Guetz is a CFP-designated registered investment advisor at UBS Financial Services INC., based in Scottsdale, AZ, with 42 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.
Location
Scottsdale, AZ
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Scott works as a registered representative for MSEC, LLC and an investment advisor representative for Mariner Wealth Advisors, dedicating full-time hours to these roles. He is also an independent life/accident/health insurance agent and has ownership stakes in Rock Golf 8 LLC, Gutz MTN Haus LLC, and Inverness Group LLC, dedicating minimal time to each.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
UBS Financial Services INC.
Previous Registrations
UBS Financial Services INC.Broker
UBS Financial Services INC.
Msec, LLCBroker
Mariner Wealth
Vantage Financial Group, INC.
Cetera Advisor Networks LLC
Cetera Advisor Networks LLCBroker
Walnut Street Securities, INC.
Scott H Guetz CFP
Walnut Street Advisers INC
Walnut Street Securities, INC.Broker
Lincoln Financial Advisors CorporationBroker
The Lincoln National Life Insurance CompanyBroker
Cigna Securities, INC.Broker
Consolidated Investment Services, INC.Broker
Hickey, Kober, IncorporatedBroker
R.B. Marich, INC.Broker
Chesley and Dunn, INC.Broker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.