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William Schoff

43 Years of Experience
Rochester, NY
2 DisclosuresBroker

William Schoff is a registered investment advisor at UBS Financial Services INC., based in Rochester, NY, with 43 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

400 Linden Oaks, Rochester, NY, 14625

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2012
Settled
Customer Dispute
March 2001
Denied
Other Business Activities

William is a board member at Gilda's Club Cancer Support Center since 2012. He also owns rental real estate and is a partner in Fish Creek Honeymoon LLC, a real estate and logging partnership.

Employment History
Current Registrations
UBS Financial Services INC.
April 2009 - Present · 17 yrs 1 mo
UBS Financial Services INC.Broker
February 2009 - Present · 17 yrs 3 mos
Previous Registrations
Citigroup Global Markets INC.
January 2002 - March 2009 · 7 yrs 2 mos
Citigroup Global Markets INC.Broker
December 1995 - March 2009 · 13 yrs 3 mos
Prudential Securities IncorporatedBroker
December 1986 - December 1995 · 9 yrs
Michael C. Talley & CO., INC.Broker
September 1984 - December 1986 · 2 yrs 3 mos
Kobrin Securities, INC.Broker
April 1984 - September 1984 · 5 mos
First Jersey Securities, INC.Broker
July 1982 - March 1984 · 1 yr 8 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.