RL
RL
Robert Levy
43 Years of Experience
Boca Raton, FL
2 DisclosuresBroker
Robert Levy is a registered investment advisor at UBS Financial Services INC., based in Boca Raton, FL, with 43 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B
Fee Structure
Investment management only (planning not offered)
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
Loading...
Location
1800 North Military Trail, Suite 300, Boca Raton, FL, 33431
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
July 2023Final
Customer Dispute
March 1986Settled
Employment History
Current Registrations
UBS Financial Services INC.
January 2000 - Present · 26 yrs 9 mos
UBS Financial Services INC.
January 2000 - Present · 26 yrs 9 mos
UBS Financial Services INC.Broker
January 2000 - Present · 26 yrs 9 mos
Previous Registrations
Prudential Securities IncorporatedBroker
January 1988 - January 2000 · 12 yrs
E. F. Hutton & Company INCBroker
December 1983 - January 1988 · 4 yrs 1 mo
Integrated Resources Equity CorporationBroker
June 1983 - November 1983 · 5 mos
First National Securitites CorporationBroker
August 1982 - January 1983 · 5 mos
State Registrations29 states
ALAZCACODCFLGAHIIAILINKSMDMIMNMTNCNJNMNVNYOHPASCSDTNTXUTWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
More Advisors
- Craig WeinsteinUBS Financial Services INC.
- Alfred NovothUBS Financial Services INC.
- Leonardo BrameUBS Financial Services INC.
- Jeffrey PupoUBS Financial Services INC.
- Colleen SchuhmannUBS Financial Services INC.
- Jesse FerroUBS Financial Services INC.