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Robert Levy

43 Years of Experience
Farmington Hills, MI
2 DisclosuresBroker

Robert Levy is a registered investment advisor at UBS Financial Services INC., based in Farmington Hills, MI, with 43 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

32300 Northwestern Hwy Ste 150, Farmington Hills, MI, 48334

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
July 2023
Final
Customer Dispute
March 1986
Settled
Employment History
Current Registrations
UBS Financial Services INC.
January 2000 - Present · 26 yrs 6 mos
UBS Financial Services INC.
January 2000 - Present · 26 yrs 6 mos
UBS Financial Services INC.Broker
January 2000 - Present · 26 yrs 6 mos
Previous Registrations
Prudential Securities IncorporatedBroker
January 1988 - January 2000 · 12 yrs
E. F. Hutton & Company INCBroker
December 1983 - January 1988 · 4 yrs 1 mo
Integrated Resources Equity CorporationBroker
June 1983 - November 1983 · 5 mos
First National Securitites CorporationBroker
August 1982 - January 1983 · 5 mos
State Registrations29 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Robert Levy - Financial Advisor | TrueAdvisor