ES
ES
Eric Snyder
44 Years of Experience
San Juan, PR
65 DisclosuresBroker
Eric Snyder is a registered investment advisor at UBS Financial Services INC., based in San Juan, PR, with 44 years of industry experience. Eric is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B
Fee Structure
Investment management only (planning not offered)
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
Loading...
Location
250 Munoz Rivera Avenue, San Juan, PR, 00918
Get directionsHistory
Regulatory History (65)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2020Settled
Customer Dispute
October 2019Settled
Customer Dispute
September 2019Settled
Customer Dispute
September 2019Settled
Customer Dispute
July 2019Settled
Customer Dispute
June 2019Settled
Customer Dispute
May 2019Settled
Customer Dispute
April 2019Settled
Customer Dispute
January 2019Settled
Customer Dispute
December 2018Settled
Customer Dispute
December 2018Settled
Customer Dispute
November 2018Settled
Customer Dispute
October 2018Withdrawn
Customer Dispute
October 2018Withdrawn
Customer Dispute
October 2018Settled
Customer Dispute
September 2018Settled
Customer Dispute
September 2018Settled
Customer Dispute
August 2018Settled
Customer Dispute
August 2018Settled
Customer Dispute
August 2018Settled
Customer Dispute
August 2018Settled
Customer Dispute
July 2018Settled
Customer Dispute
June 2018Settled
Customer Dispute
June 2018Settled
Customer Dispute
June 2018Settled
Customer Dispute
April 2018Settled
Customer Dispute
April 2018Settled
Customer Dispute
March 2018Settled
Customer Dispute
March 2018Settled
Customer Dispute
January 2018Settled
Customer Dispute
January 2018Settled
Customer Dispute
May 2017Settled
Customer Dispute
April 2017Settled
Customer Dispute
December 2016Settled
Customer Dispute
October 2016Settled
Customer Dispute
October 2016Settled
Customer Dispute
September 2016Settled
Customer Dispute
July 2016Settled
Customer Dispute
July 2016Settled
Customer Dispute
July 2016Settled
Customer Dispute
May 2016Settled
Customer Dispute
May 2016Settled
Customer Dispute
April 2016Withdrawn
Customer Dispute
March 2016Settled
Customer Dispute
January 2016Settled
Customer Dispute
November 2015Settled
Customer Dispute
September 2015Settled
Customer Dispute
September 2015Settled
Customer Dispute
September 2015Settled
Customer Dispute
June 2015Settled
Customer Dispute
February 2015Withdrawn
Customer Dispute
December 2014Settled
Customer Dispute
December 2014Settled
Customer Dispute
October 2014Settled
Customer Dispute
October 2014Settled
Customer Dispute
October 2014Settled
Customer Dispute
September 2014Settled
Customer Dispute
September 2014Settled
Customer Dispute
July 2014Settled
Customer Dispute
May 2014Settled
Customer Dispute
February 2014Settled
Customer Dispute
February 2014Settled
Customer Dispute
January 2014Settled
Customer Dispute
April 2013Denied
Customer Dispute
August 2010Denied
Employment History
Current Registrations
UBS Financial Services INC.
March 2020 - Present · 6 yrs 7 mos
UBS Financial Services INC.Broker
May 1982 - Present · 44 yrs 5 mos
Previous Registrations
UBS Financial Services Incorporated of Puerto RicoBroker
February 1991 - August 2021 · 30 yrs 6 mos
State Registrations5 states
FLILLAPRTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
More Advisors
- Roberto DejesuspouUBS Financial Services INC.
- Thomas GarityUBS Financial Services INC.
- Jose CrescioniUBS Financial Services INC.
- Frank CarrascoUBS Financial Services INC.
- Dave KrueckelUBS Financial Services INC.
- Ricardo KodeshUBS Financial Services INC.