Alexander Joseph
Alexander Joseph is a registered investment advisor at Oppenheimer & CO. INC., based in San Francisco, CA, with 44 years of industry experience. Alexander is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 39,036 clients with $37B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Maximum asset-based fees are up to 2.5% for the FAM program and up to 2.25% for the Preference program. Fees vary by program and are negotiable.
Fee Estimator
Location
580 California Street, Suite 2300, San Francisco, CA, 94104
Get directionsHistory
Regulatory History (1)
Customer Dispute
November 2004Other Business Activities
Alexander serves as co-trustee for three different trusts: the Danny Trust, the Joseph Family Trust, and the Michelle Trust. He spends minimal time on each of these activities annually.
Employment History
Current Registrations
Oppenheimer & CO. INC.
Oppenheimer & CO. INC.
Oppenheimer & CO. INC.Broker
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Bear, Stearns & CO. INC.Broker
L. F. Rothschild & CO. IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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